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Chief Compliance Officer – Internationaal - ID Risk & Compliance Professionals

Locatie: Landelijk

The Regional Chief Compliance Officer (RCCO) oversees the compliance function in Europe. The RCCO has dual reporting obligations to the Group Chief Compliance Officer and the Regional Manager and is a member of the Global Compliance Management team as well as the Regional Management team.

Based on compliance risk assessments across the region, the RCCO allocates compliance resources to the countries, in liaison with the regional manager and the GCCO. By collaborating and teaming with the Regional MT and GBUs, the RCCO establishes and maintains a unified compliance risk management culture throughout the region and establish a common understanding of compliance topics and standards within the region.

Wat ga je doen?
The primary function of the RCCO is to:

  • Contribute to the compliance maturity and growth in the region.
  • Drive consistent compliance adherence among the countries in the region by, among other things, challenging the compliance work performed by the Local Compliance officers (LCOs) and providing input into developing and evaluating compliance resources to assist the regional network.
  • Stimulate best practice identification in the information it receives and generates within the region.

In addition, the RCCO performs a core set of key functions:

  • Integrates compliance risk management processes into a coherent, consistent and reliable compliance risk management framework.
  • Manages regulatory and other material Compliance incidents and escalates such incidents where appropriate.
  • Manages breaches of compliance policies within the region and escalates notices of breaches where appropriate.
  • Manages waiver request from the countries in the actual region and if the request is supported submit the request to GCMT for approval.
  • Communicates decisions issued by the GCMT regarding material compliance issues in the region to relevant personnel throughout the region and executes any resulting directives.
  • Initiates the Regional Compliance Management Framework.
  • Approves Local Compliance Annual Plans.
  • Monitors implementation of the Global Compliance Annual Plan, Local Compliance Annual Plans and other compliance activities in the region.
  • Builds a network of support for the LCOs in the region.

The RCCO is responsible for raising awareness of regulatory requirements and for establishing, initiating, maintaining, monitoring and reassessing the policies and procedures arising from the requirements. Key responsibilities in this regard includes:

  • Overseeing and encouraging communication with regional regulators to both seek output and to build a strong and transparent relationship.
  • Serving as the compliance ambassador in the region.
  • Initiating and managing local and regional compliance projects to ensure proper implementation of country compliance policies and procedures, in accordance with global policies and standards.

In addition to these obligations, the RCCO also supports the LCOs by being directly involved with the LCOs, including:

  • Providing input and participating with local management in the hiring and target setting/performance decisions of the LCO.
  • Assisting the LCO with meeting KPls.
  • Setting compliance risk targets and annual risks evaluations.
  • Visiting countries with an onsite program.

Wat breng je mee?

  • A Master degree preferably with a certified compliance officer education
  • 10 years + experience in providing compliance, risk, legal or similar services in a bank or other financial services institution
  • Strong experience in an international setting and strong business background
  • Broad and deep knowledge of markets, products and operating processes
  • High level of interactive, presentation and communication skills. Leadership and project management skills
  • Ability to clearly communicate within a network organization, customer focused and interaction with others based on persuasion by personal impact
  • Experience in managing bigger projects
  • Expertise and thorough insights in both the wholesale and the retail market and its compliance dynamics
  • Good understanding of the European Financial Services Regulatory environment and an ability to understand legislation quickly.

You are

  • visionary on international compliance developments in relation to financial services industry
  • results and quality driven and able in working together effectively
  • an influencer / collaborator with customer and business focus
  • involved, passionate and successful in the core business of financial services companies
  • able to create a vision on regional European level
  • able to achieve excellent results in a complex, international, matrix organization with multiple stakeholders
  • firm, independent and an enthusiastic team player who is able to discuss compliance dilemmas with management in constructive way
  • cultural aware and effective in connecting to people in a natural way
  • experienced in working at all levels of an organization

Wat kun je verwachten?
Naast uitstekende arbeidsvoorwaarden en een zeer competitief salaris kun je rekenen op interessante extra’s:

  • Twee werkdagen per jaar om te besteden aan vrijwilligerswerk voor een (lokale) goede doelen organisatie
  • Health & Welness programma inclusief gezond eten, verse barista koffie (!), gratis gezondheidschecks, leuke en sportieve activiteiten
  • Flexibele werktijden en de mogelijkheid om thuis te werken (passend bij de functie)
  • Uitgebreide ontwikkelkansen, middels e-learnings en interne ontwikkelprogramma’s

Belangrijke informatie:

  • Deadline voor deze functie is vrijdag 11 januari.
  • Een assessment kan onderdeel uitmaken van de selectieprocedure
  • Als onderdeel van de onboarding zal er een screening plaatsvinden en dient de bankierseed te worden afgelegd.

Interesse?
Spreekt deze vacature jou aan, of wil je eerst meer weten? Neem contact met ons op en we vertellen je er graag meer over!

Contactpersoon: Jeroen de Kreek
E: jdk@idprofessionals.nl
M: (06) 83 993 008

Of klik op ApPPLY NOW om direct te solliciteren

Over ID Risk & Compliance Professionals
ID Risk & Compliance Professionals is een expert op het gebied van Risk en Compliance. Vanuit onze eigen achtergrond in het vakgebied zijn we een professionele gesprekspartner, voor zowel opdrachtgever als professional. Door onze inhoudelijke kennis en uitgebreide netwerk zijn we in staat ontwikkelingen in het vakgebied goed te volgen en bieden we maatwerk met een persoonlijke benadering. Wij geloven, en investeren, in het bouwen van lange termijn relaties. Daarom willen wij weten waar je nu in jouw carrière staan en waar je naar toe wilt. Wij willen weten welke wensen je hebt, waarin je excelleert en wat je belangrijk vindt. Wij willen weten wat jouw “ID” is!

Locatie:
Landelijk

Informatie en sollicitatie:

Direct solliciteren:

Graag ontvangen wij je sollicitatie voor de vacature van Chief Compliance Officer – Internationaal bij ID Risk & Compliance Professionals Landelijk inclusief CV via deze directe sollicitatielink.

Vacature geplaatst op

08 januari 2019
Direct Solliciteren

Meer informatie:

Spreekt deze vacature jou aan, of wil je eerst meer weten? Neem contact met ons op en we vertellen je er graag meer over!

Contactpersoon: Jeroen de Kreek
E: jdk@idprofessionals.nl
M: (06) 83 993 008

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Contactgegevens

CareerGuide

Argonweg 14
1362 AA Almere

Postbus 60184
1320 AE Almere

Tel: 036 - 7440 136

KvK 32090652
ING Bank NL91INGB065.42.67.456
BTW NL.8106.57.041.B01

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Ook een vacature plaatsen? Neem contact met ons op:


Nienke Smit   Pieter Lammers
Nienke Smit
n.smit@careerguide.nl
06-41454957
  Pieter Lammers
p.lammers@careerguide.nl
06-41454956
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